Filing Details

Accession Number:
0001595585-20-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-30 16:33:39
Reporting Period:
2020-04-28
Accepted Time:
2020-04-30 16:33:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595585 Tricida Inc. TCDA Pharmaceutical Preparations (2834) 463372526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1748808 Parsell Dawn Otto 7000 Shoreline Court, Suite 201
South San Francisco CA 94080
Evp, Clinical Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-04-28 1,250 $1.68 1,505 No 4 M Direct
Common Stock Disposition 2020-04-28 1,250 $29.98 255 No 4 S Direct
Common Stock Acquisiton 2020-04-29 210 $1.68 465 No 4 M Direct
Common Stock Disposition 2020-04-29 210 $31.98 255 No 4 S Direct
Common Stock Acquisiton 2020-04-29 1,744 $1.68 1,999 No 4 M Direct
Common Stock Disposition 2020-04-29 1,744 $31.98 255 No 4 S Direct
Common Stock Acquisiton 2020-04-29 523 $2.39 778 No 4 M Direct
Common Stock Disposition 2020-04-29 523 $31.98 255 No 4 S Direct
Common Stock Acquisiton 2020-04-29 523 $7.49 778 No 4 M Direct
Common Stock Disposition 2020-04-29 523 $31.98 255 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2020-04-28 1,250 $0.00 1,250 $1.68
Common Stock Employee Stock Option (right to buy) Disposition 2020-04-29 210 $0.00 210 $1.68
Common Stock Employee Stock Option (right to buy) Disposition 2020-04-29 1,744 $0.00 1,744 $1.68
Common Stock Employee Stock Option (right to buy) Disposition 2020-04-29 523 $0.00 523 $2.39
Common Stock Employee Stock Option (right to buy) Disposition 2020-04-29 523 $0.00 523 $7.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,562 2026-11-02 No 4 M Direct
630 2026-09-26 No 4 M Direct
5,818 2026-11-02 No 4 M Direct
17,275 2027-09-13 No 4 M Direct
23,556 2028-03-14 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2019.
  2. This option vested 25% on October 1, 2017, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
  3. This option vested 25% on June 8, 2017, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
  4. This option vests 25% on September 1, 2018, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.
  5. This option vests 25% on March 15, 2019, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase.