Filing Details

Accession Number:
0001562180-20-003211
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-29 21:32:56
Reporting Period:
2020-04-29
Accepted Time:
2020-04-29 21:32:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343837 Jr D Vincent Mattera C/O Ii-Vi Inc.
375 Saxonburg Blvd.
Saxonburg PA 16056
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-04-29 18,100 $16.86 444,751 No 4 M Direct
Common Stock Disposition 2020-04-29 18,100 $35.00 426,651 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2020-04-29 18,100 $0.00 18,100 $16.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-08-21 No 4 M Direct
Footnotes
  1. The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2019.
  2. The grant of these options previously was reported as covering 9,050 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
  3. The options fully vested August 21, 2015.