Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2020-04-23 16:40:42
Reporting Period:
Accepted Time:
2020-04-23 16:40:42
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
759944 Citizens Financial Group Inc CFG State Commercial Banks (6022) 050412693
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220183 John Charles Koch C/o Citizens Financial Group, Inc.
600 Washington Blvd.
Stamford CT 06901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-04-21 20,000 $19.47 88,924 No 4 P Direct
Common Stock Acquisiton 2020-04-22 5,000 $19.76 93,924 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
  1. Reflects a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.99 to 19.83 inclusive. The reporting person undertakes to provide Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range noted.