Filing Details

Accession Number:
0001562180-20-003103
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-23 15:42:53
Reporting Period:
2020-04-22
Accepted Time:
2020-04-23 15:42:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920427 Unity Bancorp Inc UNTY State Commercial Banks (6022) 223282551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248813 S Mark Brody C/O Unity Bank
64 Old Highway 22
Clinton NJ 08809
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-04-22 295 $11.74 82,674 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock 1,475 Direct
Common Stock 40,102 Indirect Financial Planning Analysts
Common Stock 286,713 Indirect Financial Planning Analysts Dispositive Shares
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to buy) $0.00 0 18,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 18,800 Direct
Footnotes
  1. 1,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
  2. 295 shares were purchased in Mr. Brody's SEP-IRA account @ $11.74.
  3. A total of 82,674 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 13,000 are held in street name, 21,154 are held in an account at Shareworks, and 120 are held in an account at Computershare.
  4. Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
  5. 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.