Filing Details

Accession Number:
0001157523-20-000544
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-20 16:56:23
Reporting Period:
2020-04-16
Accepted Time:
2020-04-20 16:56:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
65596 Siebert Financial Corp SIEB Security Brokers, Dealers & Flotation Companies (6211) 111796714
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1727711 Richard Gebbia C/O Siebert Financial Corp.
120 Wall Street
New York NY 10005
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Disposition 2020-04-16 748,233 $5.60 2,640,081 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share 335,000 Indirect See footnote
Footnotes
  1. The Reporting Person is filing this Form 4 to report the sale by the Reporting Person of 748,233 shares of Issuer common stock in a private transaction to Gloria E. Gebbia.
  2. Various family members included in the Reporting Person's indirect ownership own 335,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.