Filing Details

Accession Number:
0001127602-11-010700
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-18 16:04:17
Reporting Period:
2011-03-16
Filing Date:
2011-03-18
Accepted Time:
2011-03-18 16:04:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1301063 Alpha Natural Resources Inc. ANR Bituminous Coal & Lignite Surface Mining (1221) 421638663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305735 F James Roberts One Alpha Place
P. O. Box 2345
Abingdon VA 24212
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-16 38,643 $0.00 164,453 No 4 M Direct
Common Stock Acquisiton 2011-03-16 119,156 $0.00 283,609 No 4 M Direct
Common Stock Disposition 2011-03-16 11,079 $52.50 272,530 No 4 S Direct
Common Stock Disposition 2011-03-16 76,173 $53.45 196,357 No 4 S Direct
Common Stock Disposition 2011-03-16 53,591 $54.25 142,766 No 4 S Direct
Common Stock Disposition 2011-03-16 41,956 $55.00 100,810 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Options (Right to Buy) Disposition 2011-03-16 38,643 $0.00 38,643 $4.50
Common Stock Non-qualified Stock Options (Right to Buy) Disposition 2011-03-16 119,156 $0.00 119,156 $7.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-08-10 No 4 M Direct
30,000 2014-08-10 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2011.
  2. Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $51.88 to $52.88. Upon request, reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
  3. Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $52.89 to $53.89. Upon request, reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
  4. Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $53.90 to $54.90. Upon request, reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
  5. Represents the weighted average sales price for all sales reported in the transaction by reporting person. The actual range of prices for the reported sales in the transaction is $54.91 to $55.09. Upon request, reporting person will provide to the SEC's staff, the Issuer or its shareowners, full information regarding the number of shares sold at each separate price.
  6. The 300,842 shares of common stock originally subject to this option were set to vest in five equal installments beginning on December 31, 2004. Pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, Inc. and Foundation Coal Holdings, Inc. dated May 11, 2009 (renamed Alpha Natural Resources, Inc.), the Compensation Committee approved the accelerated vesting of 88,643 options with a conversion price of $4.50.
  7. The 782,189 shares of common stock originally subject to this option were set to vest on August 10, 2012. Upon the achievement of certain annual performance targets, the options were subject to partial accelerated vesting. The Compensation Committee approved the vesting of 10 percent of the options effective December 31, 2004, 30 percent effective December 31, 2005, 15 percent effective December 31, 2006, 20 percent effective December 31, 2007, 5 percent effective February 11, 2008, 15 percent effective February 20, 2009, and 5 percent effective July 31, 2009.