Filing Details
- Accession Number:
- 0001209191-20-024569
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-04-15 20:13:18
- Reporting Period:
- 2020-04-13
- Accepted Time:
- 2020-04-15 20:13:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1260563 | Allianzgi Nfj Dividend Interest & Premium Strategy Fund | NFJ | Loan Brokers (6163) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1711739 | R. John Mowrey | 1633 Broadway New York NY 10019 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-04-13 | 100 | $10.11 | 4,602 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-13 | 200 | $10.14 | 4,402 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-13 | 300 | $10.12 | 4,102 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-13 | 900 | $10.10 | 3,202 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-04-13 | 2,000 | $10.09 | 1,202 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- In connection with the transactions listed above, Mr. Mowrey disgorged to the Fund profits of a total of $3,693.04 pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended.
- Total amount of securities beneficially owned following reported transaction includes 201.7263 shares acquired through dividend reinvestment.
Billionaire Hedge Funds
