Filing Details
- Accession Number:
- 0001181431-11-018835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-17 19:27:25
- Reporting Period:
- 2011-03-16
- Filing Date:
- 2011-03-17
- Accepted Time:
- 2011-03-17 19:27:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1324704 | J Barbara Kniff-Mcculla | 102 S. Clinton Street Iowa City IA 52240 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-16 | 350 | $14.00 | 2,498 | No | 4 | P | Indirect | Held in revocable grantor trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held in revocable grantor trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $18.49 | 2015-04-29 | 769 | 769 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $20.08 | 2016-04-28 | 950 | 950 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $18.06 | 2017-04-26 | 950 | 950 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-04-29 | 769 | 769 | Direct |
| 2016-04-28 | 950 | 950 | Direct |
| 2017-04-26 | 950 | 950 | Direct |
Footnotes
- Fully vested.
- Includes 1,898 shares last reported as "Directly" held; said shares were since determined to be held in a revocable grantor trust.
Billionaire Hedge Funds
