Home > Insider Trading > Filing (0001209191-20-023091)

Filing Details

Accession Number:: 0001209191-20-023091
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-04-03 16:08:54
Reporting Period:: 2020-04-01

Accepted Time:: 2020-04-03 16:08:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1690820	Carvana Co.	CVNA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1017608	Ii C. Ernest Garcia	1720 W. Rio Salado Parkway, Suite A Tempe AZ 85281		No	No	Yes	No
1704727	Verde Investments, Inc.	1720 W. Rio Salado Parkway, Suite A Tempe AZ 85281		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-04-01	555,556	$45.00	555,556	No	4	P	Indirect	Verde Investments, Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Verde Investments, Inc.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	100,000	Indirect	Ernest C. Garcia III Multi-Generational Trust III
Class B Common Stock	52,937,458	Direct
Class B Common Stock	11,834,021	Indirect	Ernest Irrevocable 2004 Trust III
Class B Common Stock	11,952,000	Indirect	Ernest C. Garcia III Multi-Generational Trust III
Class B Common Stock	8,000,000	Indirect	ECG II SPE, LLC

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class A Units	$0.00	66,171,823	Direct
Class A Common Stock	Class A Units	$0.00	14,792,526	Indirect
Class A Common Stock	Class A Units	$0.00	14,940,000	Indirect
Class A Common Stock	Class A Units	$0.00	10,000,000	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	66,171,823	Direct
	0	14,792,526	Indirect
	0	14,940,000	Indirect
	0	10,000,000	Indirect

Footnotes

These shares of Class A Common Stock of the issuer ("Class A Shares") are owned directly by Verde Investments, Inc., an entity which Mr. Garcia wholly owns and controls.
These Class A Shares are owned directly by the Ernest C. Garcia III Multi-Generational Trust III (the "Multi-Generational Trust"). Mr. Garcia has sole investment and dispository power over the Multi-Generational Trust assets and Mr. Garcia's son, Ernie Garcia, III, together with Ernie Garcia, III's children, are the sole beneficiaries of the Multi-Generational Trust.
These shares of Class B Common Stock of the issuer ("Class B Shares") are owned directly by the Ernest Irrevocable 2004 Trust III (the "2004 Trust"). Mr. Garcia has shared investment and dispository power over the 2004 Trust assets and Mr. Garcia's son, Ernie Garcia, III, is the sole beneficiary of the 2004 Trust.
These Class B Shares are owned directly by the Multi-Generational Trust.
These Class B Shares are owned directly by ECG II SPE, LLC ("E-SPE"), an entity which Mr. Garcia wholly owns and controls.
These Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") are owned directly by Ernest C. Garcia II and are exchangeable for 0.8 Class A Shares pursuant to an Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement").
These Class A Units are owned directly by the 2004 Trust and are exchangeable for 0.8 Class A Shares pursuant to the Exchange Agreement.
These Class A Units are owned directly by the Multi-Generational Trust and are exchangeable for 0.8 Class A Shares pursuant to the Exchange Agreement.
These Class A Units are owned directly by E-SPE and are exchangeable for 0.8 Class A Shares pursuant to the Exchange Agreement.