Filing Details

Accession Number:
0001140361-11-017524
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-17 18:17:08
Reporting Period:
2011-03-15
Filing Date:
2011-03-17
Accepted Time:
2011-03-17 18:17:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495616 D Steven Jaeger C/O Quad/Graphics, Inc.
N63 W23075 Highway 74
Sussex WI 53089
Vp Of Info Systems & Infrastr. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-03-15 1,555 $42.38 1,884 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,004 Indirect By 401(a) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Options (Right to Buy) $12.86 2017-01-31 12,400 12,400 Direct
Class A Common Stock Stock Options (Right to Buy) $17.14 2019-01-31 10,500 10,500 Direct
Class A Common Stock Stock Options (Right to Buy) $21.67 2020-01-31 5,250 5,250 Direct
Class A Common Stock Stock Options (Right to Buy) $25.95 2021-01-31 2,625 2,625 Direct
Class A Common Stock Stock Options (Right to Buy) $32.00 2023-01-31 7,500 7,500 Direct
Class A Common Stock Stock Options (Right to Buy) $41.25 2017-01-31 20,000 20,000 Direct
Class A Common Stock Stock Options (Right to Buy) $29.77 2018-01-31 30,000 30,000 Direct
Class A Common Stock Stock Options (Right to Buy) $15.77 2019-01-31 15,000 15,000 Direct
Class A Common Stock Stock Options (Right to Buy) $17.02 2020-01-31 20,000 20,000 Direct
Class A Common Stock Stock Options (Right to Buy) $41.26 2020-01-31 11,964 11,964 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-31 12,400 12,400 Direct
2019-01-31 10,500 10,500 Direct
2020-01-31 5,250 5,250 Direct
2021-01-31 2,625 2,625 Direct
2023-01-31 7,500 7,500 Direct
2017-01-31 20,000 20,000 Direct
2018-01-31 30,000 30,000 Direct
2019-01-31 15,000 15,000 Direct
2020-01-31 20,000 20,000 Direct
2020-01-31 11,964 11,964 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $42.36 to $42.48. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. Becomes exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 1997 grant date, or in full on each subsequent five-year anniversary, a change of control of Quad/Graphics, Inc. or a separation from service.
  3. Becomes exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 1999 grant date, or in full on each subsequent five-year anniversary, a change of control of Quad/Graphics, Inc. or a separation from service.
  4. Becomes exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 2000 grant date, or upon a change of control of Quad/Graphics, Inc. or a separation from service.
  5. Becomes exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 2001 grant date, or in full on each subsequent five-year anniversary, a change of control of Quad/Graphics, Inc. or a separation from service.
  6. Becomes exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 2003 grant date, or in full on each subsequent five-year anniversary, a change of control of Quad/Graphics, Inc. or a separation from service.
  7. Vests with respect to 10% of the underlying shares of class A common stock on each of the first ten anniversaries of the January 1, 2007 grant date, and becomes exercisable to the extent vested on the fifth and tenth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
  8. The exercise price of this option is subject to reduction by the amount of any non-tax cash dividends paid by the Company on the underlying stock.
  9. Vests with respect to 10% of the underlying shares of class A common stock on each of the first ten anniversaries of the January 1, 2008 grant date, and becomes exercisable to the extent vested on the fifth and tenth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
  10. Vests with respect to 10% of the underlying shares of class A common stock on each of the first ten anniversaries of the January 1, 2009 grant date, and becomes exercisable to the extent vested on the fifth and tenth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
  11. Vests with respect to 10% of the underlying shares of class A common stock on each of the first ten anniversaries of the January 1, 2010 grant date, and becomes exercisable to the extent vested on the fifth and tenth anniversaries of the grant date, a change of control of Quad/Graphics, Inc. or a separation from service.
  12. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.