Filing Details

Accession Number:
0001140361-20-007860
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-02 19:47:23
Reporting Period:
2020-03-31
Accepted Time:
2020-04-02 19:47:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578348 Investcorp Credit Management Bdc Inc. ICMB () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903555 S.a. Investcorp Century Yard, Cricket Square Po Box 1111
Grand Cayman Ky1-1102 E9 BWI
No No No No
1079218 Ltd Holdings Sipco Century Yard, Cricket Square Po Box 1111
Grand Cayman Ky1-1102 E9 BWI
No No No No
1790382 Investcorp Credit Management Us Llc 280 Park Avenue
36Th Floor
New York NY 10017
No No No No
1791302 Ltd Holdings Bdc Investcorp Century Yard, Cricket Square Po Box 1111
Grand Cayman. Ky1-1102 E9 BWI
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2020-03-31 1,500 $2.38 430,659 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2020-04-01 2,530 $2.45 433,189 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2020-04-02 1,900 $2.91 435,089 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.28 to $2.40. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.
  2. These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.
  3. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.35 to $2.65.
  4. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.74 to $3.05.