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Filing Details

Accession Number:
0001214659-20-003152
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-04-02 16:28:59
Reporting Period:
2020-03-30
Accepted Time:
2020-04-02 16:28:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1309402 Green Plains Inc. GPRE Industrial Organic Chemicals (2860) 841652107
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1535392 Partners Mangrove 645 Madison Avenue, 14Th Floor
New York NY 10022
No No No No
1535393 H. Nathaniel August 645 Madison Avenue, 14Th Floor
New York NY 10022
No No No No
1569227 Mangrove Partners Master Fund, Ltd. 645 Madison Ave, 14 Floor
New York NY 10022
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Of $0.01 Par Value Disposition 2020-04-01 9,000 $4.23 3,504,739 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Cash settled total return swap (obligation to buy) Disposition 2020-03-30 86,160 $4.05 86,160 $0.00
Common Stock, Par Value $0.001 Per Share Cash settled total return swap (obligation to buy) Disposition 2020-03-31 127,562 $4.81 127,562 $0.00
Common Stock, Par Value $0.001 Per Share Cash settled total return swap (obligation to buy) Disposition 2020-04-01 63,924 $4.16 63,924 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
384,261 2023-11-17 No 4 S Direct
256,699 2023-11-17 No 4 S Direct
192,755 2023-11-17 No 4 S Direct
Footnotes
  1. These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.
  2. Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.