Filing Details

Accession Number:
0001127602-20-012096
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-27 21:16:53
Reporting Period:
2020-03-26
Accepted Time:
2020-03-27 21:16:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1341439 Oracle Corp ORCL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206104 Jeffrey Berg C/O Delphi Asset Mgmt Corporation
5525 Kietzke Lane, Suite 200
Reno NV 89511
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-26 67,500 $22.57 187,172 No 4 M Indirect By The Berg Family Trust
Common Stock Acquisiton 2020-03-26 22,500 $22.57 90,094 No 4 M Indirect By 2012 GRAT
Common Stock Disposition 2020-03-26 4,794 $46.65 182,378 No 4 S Indirect By The Berg Family Trust
Common Stock Disposition 2020-03-26 3,448 $48.05 178,930 No 4 S Indirect By The Berg Family Trust
Common Stock Disposition 2020-03-26 40,030 $49.20 138,900 No 4 S Indirect By The Berg Family Trust
Common Stock Disposition 2020-03-26 18,089 $49.74 120,811 No 4 S Indirect By The Berg Family Trust
Common Stock Disposition 2020-03-26 1,139 $50.53 119,672 No 4 S Indirect By The Berg Family Trust
Common Stock Disposition 2020-03-26 22,500 $49.34 67,594 No 4 S Indirect By 2012 GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By The Berg Family Trust
No 4 M Indirect By 2012 GRAT
No 4 S Indirect By The Berg Family Trust
No 4 S Indirect By The Berg Family Trust
No 4 S Indirect By The Berg Family Trust
No 4 S Indirect By The Berg Family Trust
No 4 S Indirect By The Berg Family Trust
No 4 S Indirect By 2012 GRAT
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2020-03-26 67,500 $0.00 67,500 $22.57
Common Stock Stock Option Disposition 2020-03-26 22,500 $0.00 22,500 $22.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,500 2020-05-31 No 4 M Direct
0 2020-05-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect By Spouse
Footnotes
  1. Upon the exercise of the option, the shares were directly transferred to The Berg Family Trust.
  2. Upon the exercise of the option, the shares were directly transferred to the 2012 GRAT.
  3. This transaction was executed in multiple trades at prices ranging from $46.27 to $47.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $47.43 to $48.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $48.43 to $49.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades at prices ranging from $49.44 to $50.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  7. This transaction was executed in multiple trades at prices ranging from $50.44 to $50.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  8. 25% of the shares subject to the option vest annually on each anniversary of the grant date.
  9. The economic benefit and dispositive control of 22,500 shares of this option was transferred to the Berg 2012 Grantor Retained Annuity Trust on January 31, 2012.