Filing Details

Accession Number:
0001181431-11-018676
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-17 15:14:58
Reporting Period:
2011-03-15
Filing Date:
2011-03-17
Accepted Time:
2011-03-17 15:14:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497433 Floyd Charles Tennant 35 East Wacker Drive, Suite 2400
Chicago IL 60601
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-15 10,000 $7.50 10,000 No 4 M Direct
Common Stock Disposition 2011-03-15 10,000 $11.95 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-03-15 10,000 $0.00 10,000 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,230 2017-09-04 No 4 M Direct
Footnotes
  1. A total of 220,000 options were granted on 9/4/2007. All options were vested and exercisable as of 9/4/2010.
  2. Option exercise and sale pursuant to a 10b5-1 Plan.
  3. Average share sales price.