Filing Details
- Accession Number:
- 0001213900-20-007708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-27 17:01:57
- Reporting Period:
- 2020-03-27
- Accepted Time:
- 2020-03-27 17:01:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009891 | Air Industries Group | AIRI | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 204458244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1562757 | Michael Brand | 4196 Majestic Circle Medina OH 44256 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-27 | 6,000 | $1.10 | 6,000 | No | 4 | P | Indirect | by Roth 401k |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | by Roth 401k |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 46,504 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to purchase) | $2.38 | 2020-03-31 | 2026-12-31 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options (right to purchase) | $1.69 | 2018-01-02 | 2022-12-31 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Options (right to purchase) | $1.59 | 2023-05-31 | 13,000 | 13,000 | Direct | |
| Common Stock | Stock Options (right to purchase) | $1.28 | 2025-12-31 | 10,000 | 10,000 | Direct | |
| Common Stock | Stock Options (right to purchase) | $10.05 | 2015-04-06 | 2020-04-05 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Options (right to purchase) | $4.64 | 2016-06-02 | 2021-06-01 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Options (right to purchase) | $1.42 | 2018-07-24 | 2024-07-24 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-12-31 | 10,000 | 10,000 | Direct |
| 2022-12-31 | 3,000 | 3,000 | Direct |
| 2023-05-31 | 13,000 | 13,000 | Direct |
| 2025-12-31 | 10,000 | 10,000 | Direct |
| 2020-04-05 | 3,000 | 3,000 | Direct |
| 2021-06-01 | 3,000 | 3,000 | Direct |
| 2024-07-24 | 50,000 | 50,000 | Direct |
Footnotes
- Vests as to 2,500 shares on March 31, 2020, and an additional 2,500 shares on each of June 30, 2020, September 30, 2020 and December 31, 2020.
- Fully vested as of December 31, 2018.
- Fully vested as of December 31, 2019.
Billionaire Hedge Funds
