Filing Details

Accession Number:
0000899243-20-009582
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-26 18:08:14
Reporting Period:
2020-03-19
Accepted Time:
2020-03-26 18:08:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786248 Nexpoint Real Estate Finance Inc. NREF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1636204 Matthew Goetz 300 Crescent Court, Suite 700
Dallas TX 75201
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-19 100 $8.00 32,457 No 4 L Direct
Common Stock Acquisiton 2020-03-19 490 $7.98 32,947 No 4 L Direct
Common Stock Acquisiton 2020-03-19 5 $7.96 32,952 No 4 L Direct
Common Stock Acquisiton 2020-03-19 500 $7.95 33,452 No 4 L Direct
Common Stock Acquisiton 2020-03-19 100 $8.10 33,552 No 4 L Direct
Common Stock Acquisiton 2020-03-26 2,500 $7.02 36,052 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 L Direct
No 4 L Direct
No 4 L Direct
No 4 L Direct
No 4 L Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 65,700 Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.96 to $7.10, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.