Filing Details

Accession Number:
0001271163-11-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-17 14:08:48
Reporting Period:
2011-03-15
Filing Date:
2011-03-17
Accepted Time:
2011-03-17 14:08:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378701 Gdl Fund GDLXR () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Rights For Series B Preferred Shares Disposition 2011-03-15 37,903 $0.74 224,608 No 4 S Indirect GAMCO Investors, Inc.
Rights For Series B Preferred Shares Disposition 2011-03-15 7,097 $0.74 217,511 No 4 S Indirect GAMCO Investors, Inc.
Rights For Series B Preferred Shares Disposition 2011-03-16 17,511 $0.65 200,000 No 4 S Indirect GAMCO Investors, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect GAMCO Investors, Inc.
No 4 S Indirect GAMCO Investors, Inc.
No 4 S Indirect GAMCO Investors, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Rights For Series B Preferred Shares 2,151 Indirect Gabelli Securities, Inc.
Rights For Series B Preferred Shares 347,910 Indirect GGCP, Inc.
Rights For Series B Preferred Shares 1,277,457 Direct
Footnotes
  1. The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
  2. The shares reported reflect the total shares owned by Gabelli Securities, Inc. (GSI), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GSI and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
  3. The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.