Filing Details

Accession Number:
0000794367-20-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-25 16:55:06
Reporting Period:
2020-03-23
Accepted Time:
2020-03-25 16:55:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
794367 Macy's Inc. M Retail-Department Stores (5311) 133324058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1802657 T. John Harper C/o Macy's, Inc.
151 West 34Th Street
New York NY 10001
Chief Operations Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-23 2,080 $0.00 23,850 No 4 M Direct
Common Stock Disposition 2020-03-23 979 $4.89 22,871 No 4 S Direct
Common Stock Acquisiton 2020-03-23 1,838 $0.00 24,709 No 4 M Direct
Common Stock Acquisiton 2020-03-23 13,781 $0.00 38,490 No 4 M Direct
Common Stock Disposition 2020-03-23 5,144 $5.58 33,346 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2020-03-23 2,080 $0.00 2,080 $0.00
Common Stock Restricted Stock Units Disposition 2020-03-23 13,781 $0.00 13,781 $0.00
Common Stock Restricted Stock Units Disposition 2020-03-23 1,838 $0.00 1,838 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,242 No 4 M Direct
0 No 4 M Direct
3,675 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 23,686 Indirect By 401(k) Plan
Footnotes
  1. One-for-one conversion
  2. Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.
  3. Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 24, 2020 by $5.66, the stock price of such date.
  4. On March 21, 2019, the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.
  5. On March 23, 2018, the reporting person was granted 27,563 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.
  6. On March 23, 2018, the reporting person was granted 7350 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.