Filing Details

Accession Number:
0001186522-20-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-25 11:00:54
Reporting Period:
2020-03-24
Accepted Time:
2020-03-25 11:00:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703079 Xai Octagon Floating Rate & Alternative Income Term Trust XFLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186522 G Philip Franklin C/O Xa Investments
1290 Broadway Ste 1100
Denver CO 80203
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2020-03-24 10,000 $4.04 56,242 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct