Filing Details
- Accession Number:
- 0001737534-20-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-24 20:02:51
- Reporting Period:
- 2020-03-20
- Accepted Time:
- 2020-03-24 20:02:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366561 | Smartsheet Inc | SMAR | Services-Prepackaged Software (7372) | 202954357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1737534 | Kara Hamilton | C/O Smartsheet Inc. 10500 Ne 8Th St., Suite 1300 Bellevue WA 98004 | Chief People & Culture Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-03-23 | 10,000 | $3.73 | 13,452 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-03-23 | 10,000 | $41.11 | 3,452 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Acquisiton | 2020-03-20 | 28,689 | $0.00 | 28,689 | $42.10 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Acquisiton | 2020-03-20 | 22,307 | $0.00 | 22,307 | $0.00 |
| Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2020-03-23 | 10,000 | $0.00 | 10,000 | $3.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,689 | 2030-03-19 | No | 4 | A | Direct | |
| 22,307 | 2030-03-19 | No | 4 | A | Direct | |
| 15,573 | 2027-03-16 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
- The option shall vest as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- The RSUs shall vest as to 25% of the total shares on February 15, 2021 and then 6.25% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date.
- The option vested as to 25% of the total shares on February 1, 2018 and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on February 1, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
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