Filing Details

Accession Number:
0001127602-11-010529
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-17 12:28:31
Reporting Period:
2011-03-15
Filing Date:
2011-03-17
Accepted Time:
2011-03-17 12:28:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397981 Jr James Leroy Williams Ball Corporation
10 Longs Peak Dr.
Broomfield CO 80021-2510
Vp Information & Tech Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-16 100 $34.11 9,157 No 4 P Direct
Common Stock Acquisiton 2011-03-16 268 $34.11 9,425 No 4 P Direct
Common Stock Acquisiton 2011-03-16 100 $34.11 9,525 No 4 P Direct
Common Stock Acquisiton 2011-03-16 300 $34.11 9,825 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2011-03-15 3,232 $34.18 3,232 $0.00
Common Stock Deferred Compensation Company Stock Plan Acquisiton 2011-03-15 15 $34.18 15 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,232 No 4 A Direct
7,362 No 4 J Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,884 Indirect 401(k) Plan
Footnotes
  1. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  2. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
  3. Receipt of restricted stock unit award under the Deposit Share Program.
  4. The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting the reporting person's stock ownership guidelines. If the stock ownership guidelines are met, then 30% of the restriction will lapse in the second year, 30% in the third year and 40% in the fourth year on either March 15, June 15, September 15 or December 15, the quarter immediately following the anniversary of the restricted stock unit grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Plan.
  5. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
  6. Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
  7. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.