Filing Details

Accession Number:
0001214659-20-002831
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-23 16:30:13
Reporting Period:
2020-03-20
Accepted Time:
2020-03-23 16:30:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791908 Xoma Corp XOMA Pharmaceutical Preparations (2834) 522154066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1600865 R James Neal C/o Xoma Corporation
2200 Powell Street, Suite 310
Emeryville CA 94608
Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-03-20 1,000 $16.41 19,849 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 4,673 Indirect by 401(k)