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Home > Insider Trading > Filing (0000017313-20-000038)

Filing Details

Accession Number:: 0000017313-20-000038
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-23 16:05:25
Reporting Period:: 2020-03-20

Accepted Time:: 2020-03-23 16:05:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17313	Capital Southwest Corp	CSWC	()	751072796

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1602998	S Bowen Diehl	C/O Capital Southwest Corporation 5400 Lyndon B. Johnson Fwy, Suite 1300 Dallas TX 75240	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-20	20,000	$9.46	308,353	No	4	P	Indirect	By PHC Investments, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By PHC Investments, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	94,942	Direct

Footnotes

In connection with the vesting of the restricted stock awards directly held by the reporting person, the reporting person transferred such shares to PHC Investments, LLC. PHC Investments, LLC is fifty percent owned by the reporting person and fifty percent owned by his spouse.