Filing Details

Accession Number:
0001567619-20-006882
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-23 14:48:49
Reporting Period:
2020-03-19
Accepted Time:
2020-03-23 14:48:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703079 Xai Octagon Floating Rate & Alternative Income Term Trust XFLT () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1717955 David Andrew Gordon X/O Octagon Credit Investors, Llc
250 Park Avenue, 15Th Floor
New York NY 10177
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-03-19 2,222 $4.47 2,222 No 4 P Direct
Common Shares Acquisiton 2020-03-20 2,050 $4.89 4,272 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct