Filing Details

Accession Number:
0001437749-20-005787
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-03-20 17:33:00
Reporting Period:
2020-03-18
Accepted Time:
2020-03-20 17:33:00
Original Submission Date:
2020-03-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
915778 Dsp Group Inc DSPG Semiconductors & Related Devices (3674) 942683643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1736572 Cynthia Paul 2055 Gateway Place, Suite 480
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-18 47,071 $11.26 410,000 No 4 P Indirect By Lynrock Lake LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Lynrock Lake LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 105,871 Indirect By Lynrock Lake Master Fund LP
Common Stock 18,420 Direct
Footnotes
  1. Purchased pursuant to a 10b5-1 Plan adopted by Lynrock Lake LP and the Reporting Person.
  2. The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
  3. This transaction was executed in multiple trades ranging from $11.248 to $11.2811. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. On March 18, 2020, a Form 4 was inaccurately filed for the reporting person reporting a weighted average purchase price of $11.2824 per share. The correct weighted average purchase price is $11.2627 per share.
  5. Represents an aggregate of 515,871 shares outstanding held indirectly through partnerships, 11,712 shares outstanding held directly and 6,708 unvested RSUs held directly.