Filing Details

Accession Number:
0001567619-20-006832
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-20 15:03:42
Reporting Period:
2020-03-19
Accepted Time:
2020-03-20 15:03:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145255 Hennessy Advisors Inc HNNA Investment Advice (6282) 680176227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1165099 J Neil Hennessy 7250 Redwood Blvd., Suite 200
Novato CA 94945
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-19 23,714 $6.16 2,167,936 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,312 Indirect By spouse
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $6.14 to $6.18. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.