Filing Details

Accession Number:
0000919574-20-002509
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-20 09:52:17
Reporting Period:
2020-03-18
Accepted Time:
2020-03-20 09:52:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
276720 Pure Cycle Corp PCYO Water Supply (4941) 840705083
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1761269 Plaisance Capital Llc 250 Fillmore Street
Suite 525
Denver CO 80206
No No Yes No
1791049 Plaisance Spv I, Llc C/O Plaisance Capital, Llc
250 Fillmore Street, Suite 525
Denver CO 80206
No No Yes No
1791057 R Daniel Kozlowski C/O Plaisance Capital, Llc
250 Fillmore Street, Suite 525
Denver CO 80206
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value 1/3 Of $0.01 Per Share Acquisiton 2020-03-18 5,000 $7.77 2,689,097 No 4 P Direct
Common Stock, Par Value 1/3 Of $0.01 Per Share Acquisiton 2020-03-19 8,076 $7.91 2,697,173 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value 1/3 Of $0.01 Per Share 3,790,609 Indirect See Footnote
Common Stock, Par Value 1/3 Of $0.01 Per Share 3,798,685 Indirect See Footnote
Footnotes
  1. The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Each of Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. The reported securities are directly owned by Plaisance SPV I, LLC and by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be indirectly beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that either of them are the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.