Filing Details

Accession Number:
0001181431-11-018568
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-16 21:06:47
Reporting Period:
2011-03-16
Filing Date:
2011-03-16
Accepted Time:
2011-03-16 21:06:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1183765 Threshold Pharmaceuticals Inc THLD Pharmaceutical Preparations (2834) 943409596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456654 Fhm Vi, L.l.c. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1456655 Fhm Vi, L.p. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1456656 Frazier Healthcare Vi, L.p. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-16 952,380 $2.05 4,879,081 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-03-16 952,380 $2.05 4,879,081 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-03-16 952,380 $2.05 4,879,081 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Acquisiton 2011-03-16 1 $0.05 380,952 $2.46
Common Stock Warrant to Purchase Common Stock Acquisiton 2011-03-16 1 $0.05 380,952 $2.46
Common Stock Warrant to Purchase Common Stock Acquisiton 2011-03-16 1 $0.05 380,952 $2.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1 2011-03-16 2016-03-16 No 4 P Indirect
1 2011-03-16 2016-03-16 No 4 P Indirect
1 2011-03-16 2016-03-16 No 4 P Direct
Footnotes
  1. These securities were acquired and are held directly by Frazier Healthcare VI. L.P. ("FH VI"). FHM VI, L.L.C. ("FHM VI, L.L.C.") is the general partner of FHM VI, L.P. ("FHM VI"), which is the general partner of FH VI. FHM VI, L.L.C. may be deemed to have voting and dispositive power with respect to the shares held by FH VI. FHM VI, L.L.C. disclaims beneficial ownership of the securities held by FH VI except to the extent of any pecuniary interest therein.
  2. These securities were acquired and are held directly by FH VI. FHM VI is the general partner of FH VI and may be deemed to have voting and dispositive power with respect to the shares held by FH VI. FHM VI disclaims beneficial ownership of the securities held by FH VI except to the extent of any pecuniary interest therein.
  3. These securities were acquired and are held directly by FH VI.
  4. The securities reported herein were issued as part of units. Each unit consists of (i) one share of Common Stock and (ii) warrants to purchase 0.4 shares of Common Stock. The aggregate per unit price of $2.10 is allocated as follows: $2.05 per share of Common Stock and $0.05 per warrant.