Filing Details

Accession Number:
0001606268-20-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-19 15:01:06
Reporting Period:
2020-03-18
Accepted Time:
2020-03-19 15:01:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606268 Spark Energy Inc. SPKE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582187 Iii Keith W Maxwell 12140 Wickchester Lane, Suite 100
Houston TX 77079
Interim Ceo Yes Yes Yes No
1664233 Retailco, Llc 12140 Wickchester Lane
Suite 100
Houston TX 77079
No No Yes No
1664236 Txex Energy Investments, Llc 12140 Wickchester Lane
Suite 100
Houston TX 77079
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-03-18 3,568 $5.28 2,609,568 No 4 P Direct
Series A Preferred Stock Acquisiton 2020-03-18 1,000 $14.01 6,000 No 4 P Direct
Series A Preferred Stock Acquisiton 2020-03-18 1,000 $11.00 7,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.25 to $5.31, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. 2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.00 to $14.015, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.