Filing Details

Accession Number:
0001192482-20-000242
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-19 12:37:30
Reporting Period:
2020-03-17
Accepted Time:
2020-03-19 12:37:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578987 Stonecastle Financial Corp. BANX () 900934878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612317 Joseph Patrick Farrell C/O Stonecastle Financial Corp.
100 Fillmore Street, Suite 325
Denver CO 80206
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-17 500 $13.10 1,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.18, inclusive. The reporting person undertakes to provide to StoneCastle Financial Corp., any security holder of StoneCastle Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.