- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2020-03-18 17:49:38
- Reporting Period:
- Accepted Time:
- 2020-03-18 17:49:38
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1036044||Identiv Inc.||INVE||Computer Peripheral Equipment, Nec (3577)||770444317|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1781002||Bleichroeder Lp||1345 Avenue Of The Americas |
New York NY 10105
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Common Stock||Acquisiton||2020-03-16||29,000||$2.55||2,143,989||No||4||P||Indirect||See footnote|
|Common Stock||Acquisiton||2020-03-17||18,334||$2.55||2,162,323||No||4||P||Indirect||See footnote|
|Common Stock||Acquisiton||2020-03-18||34,066||$2.34||2,196,389||No||4||P||Indirect||See footnote|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
- The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 03/16/2020, prices ranged from $2.495 to $2.56 per share, inclusive. On 03/17/2020, prices ranged from $2.53 to $2.55 per share, inclusive. On 03/18/2020, prices ranged from $2.245 to $2.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.
- Total amount of securities reported in item 5 does not includes previously reported 5,000,000 of Series B Convertible Preferred shares.
- This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts that directly hold these securities. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. 21 April Fund, Ltd. owns 1,561,404 shares and 21 April Fund, LP owns 439,985 shares respectively of these 2,196,389.00 shares reported in this form.