Filing Details

Accession Number:
0001781002-20-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-18 17:49:38
Reporting Period:
2020-03-16
Accepted Time:
2020-03-18 17:49:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1036044 Identiv Inc. INVE Computer Peripheral Equipment, Nec (3577) 770444317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1781002 Bleichroeder Lp 1345 Avenue Of The Americas
47Th Floor
New York NY 10105
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-16 29,000 $2.55 2,143,989 No 4 P Indirect See footnote
Common Stock Acquisiton 2020-03-17 18,334 $2.55 2,162,323 No 4 P Indirect See footnote
Common Stock Acquisiton 2020-03-18 34,066 $2.34 2,196,389 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 03/16/2020, prices ranged from $2.495 to $2.56 per share, inclusive. On 03/17/2020, prices ranged from $2.53 to $2.55 per share, inclusive. On 03/18/2020, prices ranged from $2.245 to $2.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.
  2. Total amount of securities reported in item 5 does not includes previously reported 5,000,000 of Series B Convertible Preferred shares.
  3. This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts that directly hold these securities. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. 21 April Fund, Ltd. owns 1,561,404 shares and 21 April Fund, LP owns 439,985 shares respectively of these 2,196,389.00 shares reported in this form.