Filing Details
- Accession Number:
- 0001209191-11-018496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 19:33:32
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 19:33:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1359561 | Justine Lien | C/O Avago Technologies Limited 350 West Trimble Road San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2011-03-14 | 20,000 | $10.68 | 20,000 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2011-03-14 | 20,000 | $30.87 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options (Right to Buy) | Disposition | 2011-03-14 | 20,000 | $0.00 | 20,000 | $10.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2013-07-30 | No | 4 | M | Direct |
Footnotes
- These transactions were executed in multiple trades in prices ranging from $30.79 to $30.92. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This option vests with respect to 20% of the shares subject thereto on each anniversary of June 3, 2008, such that the option will be fully vested and exercisable on June 3, 2013.
Billionaire Hedge Funds
