Filing Details

Accession Number:
0001225385-20-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-18 13:53:52
Reporting Period:
2020-03-17
Accepted Time:
2020-03-18 13:53:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
826675 Dynex Capital Inc DX Real Estate Investment Trusts (6798) 521549373
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235668 Barry Igdaloff C/o Dynex Capital, Inc.
4991 Lake Brook Drive, Suite 100
Glen Allen VA 23060
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-17 64,399 $11.64 174,162 No 4 P Direct
Common Stock Acquisiton 2020-03-17 36,831 $11.23 37,212 No 4 P Indirect By spouse
Series C Preferred Stock Acquisiton 2020-03-17 1,133 $17.64 1,133 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By spouse
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.3892 to $11.7991, inclusive. The reporting person undertakes to provide to Dynex Capital, Inc. ("Dynex"), any security holder of Dynex, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. On June 20, 2019, the common stock of Dynex Capital, Inc. split 1-for-3 (the "Reverse Stock Split"), reducing the reporting person's directly owned shares of common stock by 219,533 shares.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.11 to $11.3892, inclusive. The reporting person undertakes to provide to Dynex, any security holder of Dynex, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  4. The Reverse Stock Split reduced the reporting person's indirectly owned by spouse shares of common stock by 762 shares.
  5. The full name of the Series C Preferred Stock is "6.900% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock."