Filing Details

Accession Number:
0001209191-20-019822
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-17 20:12:35
Reporting Period:
2020-03-15
Accepted Time:
2020-03-17 20:12:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535379 Cloudera Inc. CLDR Services-Prepackaged Software (7372) 262922329
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1763658 Arun Murthy C/O Cloudera, Inc.
395 Page Mill Road
Palo Alto CA 94306
Chief Product Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-15 48,573 $0.00 757,995 No 4 M Direct
Common Stock Acquisiton 2020-03-15 23,542 $0.00 781,537 No 4 M Direct
Common Stock Disposition 2020-03-15 25,324 $7.47 756,213 No 4 F Direct
Common Stock Disposition 2020-03-16 6,673 $6.88 749,540 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units (RSU) Disposition 2020-03-15 48,573 $0.00 48,573 $0.00
Common Stock Restricted Stock Units (RSU) Disposition 2020-03-15 23,542 $0.00 23,542 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
534,305 No 4 M Direct
353,140 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
  2. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
  3. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  4. Represents the weighted average sales price per share. The shares sold at prices ranging from $6.69 to $7.23 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  5. The RSUs vest as to 1/12th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
  6. The RSUs vest as to 1/16th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.