Filing Details

Accession Number:
0000914851-20-000065
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-17 11:22:22
Reporting Period:
2020-03-13
Accepted Time:
2020-03-17 11:22:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1270131 Lmp Capital & Income Fund Inc. SCD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240480 P Daniel Cronin 620 Eighth Avenue
49Th Floor
New York NY 10018
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-13 3,000 $9.03 9,425 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The transaction reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against the disposition of the Fund's common stock previously reported by the Reporting Person on January 23, 2020. The Fund discovered the potential matchable transactions and has requested that the Reporting Person agree to disgorge any profits deemed realized from such transactions. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from such transactions to the Fund.
  2. The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions between $8.93 and $9.04. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.