Filing Details

Accession Number:
0001104659-20-034484
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-17 11:20:55
Reporting Period:
2020-03-16
Accepted Time:
2020-03-17 11:20:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463972 Vuzix Corp VUZI Radio & Tv Broadcasting & Communications Equipment (3663) 043392453
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475077 J Paul Travers 25 Hendrix Road, Suite A
West Henrietta NY 14586
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-16 5,000 $0.97 2,626,964 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. 1,756,964 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015.