Filing Details

Accession Number:
0001437749-20-005388
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-17 07:30:32
Reporting Period:
2020-03-16
Accepted Time:
2020-03-17 07:30:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136174 Catasys Inc. CATS Services-Misc Health & Allied Services, Nec (8090) 880464853
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1801084 Curtis Medeiros 2120 Colorado Ave. Suite 230
Santa Monica CA 90404
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Acquisiton 2020-03-16 8,797 $10.58 34,521 No 4 P Direct
Common Stock, Par Value $0.0001 Acquisiton 2020-03-16 7,561 $11.50 42,082 No 4 P Direct
Common Stock, Par Value $0.0001 Acquisiton 2020-03-16 1,904 $10.50 43,986 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option to purchase Common Stock Acquisiton 2019-12-02 300,000 $0.00 300,000 $15.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2029-12-02 No 4 A Direct
Footnotes
  1. These options were granted to Mr. Medeiros for his services as the Chief Operating Officer of the Company.
  2. 100,000 shares shall vest one year from the date of grant and the remaining 200,000 options shall vest equally over the next 24 months.