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Home > Insider Trading > Filing (0001299709-20-000044)

Filing Details

Accession Number:: 0001299709-20-000044
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-16 19:11:05
Reporting Period:: 2020-03-12

Accepted Time:: 2020-03-16 19:11:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1299709	Axos Financial Inc.	AX	Savings Institution, Federally Chartered (6035)	330867444

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1777939	Eshel Bar-Adon	9205 West Russell Road Suite 400 Las Vegas NV 89148	Evp, Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-16	200	$16.27	1,841	No	4	P	Indirect	401(k) Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	401(k) Plan

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2020-03-12	10,283	$0.00	10,283	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
33,575			No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	93,522	Direct

Footnotes

Grant to the reporting person on March 12, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
The RSUs vest over three years, one-third on each anniversary date of grant.