Filing Details
- Accession Number:
- 0001593968-20-000792
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-16 18:59:13
- Reporting Period:
- 2020-03-12
- Accepted Time:
- 2020-03-16 18:59:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1668673 | Petiq Inc. | PETQ | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1770820 | Michael Robert Herrman | 923 S Bridge Way Pl Eagle ID 83616-6885 | General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-13 | 676 | $21.82 | 676 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-13 | 212 | $21.82 | 464 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2020-03-13 | 1,004 | $19.85 | 1,468 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2020-03-13 | 676 | $21.82 | 676 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Acquisiton | 2020-03-12 | 7,337 | $0.00 | 7,337 | $0.00 |
| Class A Common Stock | Option (right to buy) | Acquisiton | 2020-03-12 | 14,675 | $0.00 | 14,675 | $19.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 676 | No | 4 | M | Direct | ||
| 7,337 | No | 4 | A | Direct | ||
| 14,675 | 2021-03-12 | 2030-03-12 | No | 4 | A | Direct |
Footnotes
- Settlement of restricted stock units ("RSU") into shares of Class A common stock.
- Shares withheld to satisfy minimum tax withholding requirements upon vesting of RSUs.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
- The RSUs vest in approximately equal installments on each of the first four anniversaries of March 13, 2019, subject tothe reporting person's continuous service as an employee of the Issuer.
- The RSUs vest in approximately equal installments on each of the first four anniversaries of March 12, 2020, subject tothe reporting person's continuous service as an employee of the Issuer.
- The options vest in approximately equal installments on each of the first four anniversaries of March 12, 2020, subject to the reporting person's continuous service as an employee of the Issuer.
Billionaire Hedge Funds
