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Home > Insider Trading > Filing (0001493152-20-004065)

Filing Details

Accession Number:: 0001493152-20-004065
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-16 17:00:14
Reporting Period:: 2020-03-11

Accepted Time:: 2020-03-16 17:00:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1100397	Advaxis Inc.	ADXS	Pharmaceutical Preparations (2834)	841521955

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1305979	Roni Appel	305 College Road East Princeton, NJ 08540		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-03-11	399	$0.67	13,077	No	4	S	Indirect	See Notes
Common Stock	Disposition	2020-03-12	200	$0.58	12,877	No	4	S	Indirect	See Notes
Common Stock	Disposition	2020-03-13	2,401	$0.55	10,476	No	4	S	Indirect	See Notes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Notes
No	4	S	Indirect	See Notes
No	4	S	Indirect	See Notes

Footnotes

Represents a voluntary at market stock sale by the reporting person on the open market.
The shares were sold by RS Group LLC of which the reporting person is a majority owner.