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Home > Insider Trading > Filing (0001213900-20-006470)

Filing Details

Accession Number:: 0001213900-20-006470
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-16 15:44:50
Reporting Period:: 2020-03-16

Accepted Time:: 2020-03-16 15:44:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	Services-Business Services, Nec (7389)	270223495

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746643	Andrew Moore	C/O B. Riley Financial, Inc. 21255 Burbank Blvd, Suite 400 Woodland Hills CA 91367	Ceo Of B. Riley Fbr, Inc.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-16	6,000	$18.08	139,637	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $17.645 to $18.38. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.