Filing Details

Accession Number:
0001225208-20-005133
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-16 11:52:56
Reporting Period:
2020-03-13
Accepted Time:
2020-03-16 11:52:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910073 New York Community Bancorp Inc NYCB Savings Institutions, Not Federally Chartered (6036) 061377322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1571035 J. Lawrence Savarese 615 Merrick Avenue
Westbury NY 11590
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-13 3,000 $9.68 7,500 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 63,675 Direct
Common Stock 3,000 Indirect By Stock Award III
Common Stock 6,000 Indirect By Stock Award IV
Common Stock 9,000 Indirect By Stock Award V
Common Stock 4,500 Indirect By Stock Award VI
Common Stock 6,000 Indirect By Stock Award VII
Common Stock 9,009 Indirect By Stock Award VIII
Footnotes
  1. The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
  2. The remaining 3,000 shares, granted under Stock Award III on May 1, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on May 1, 2020.
  3. The remaining 6,000 shares, granted under Stock Award IV on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on May 1, 2020.
  4. The remaining 9,000 shares, granted under Stock Award V on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on April 1, 2020.
  5. The remaining 4,500 shares, granted under Stock Award VI on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on February 15, 2021.
  6. The remaining 6,000 shares, granted under Stock Award VII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 1, 2021.
  7. 9,009 shares granted under Stock Award VIII on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.