Filing Details

Accession Number:
0001698530-20-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-16 08:46:22
Reporting Period:
2020-03-12
Accepted Time:
2020-03-16 08:46:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1698530 Exicure Inc. XCUR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416999 A. Chad Mirkin C/O Exicure, Inc.
8045 Lamon Avenue, Suite 410
Skokie IL 60077
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-12 15,000 $1.45 15,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,000 Indirect By BSR Enterprises, LLC
Common Stock 11,267,824 Indirect By AuraSense, LLC
Common Stock 33,936 Indirect By Chad A. Mirkin Living Trust
Footnotes
  1. 27,267 shares previously reported as direct beneficial ownership are held in the Chad A. Mirkin Living Trust and therefore should have been reported as indirect beneficial ownership.
  2. The Reporting Person is a board member of BSR Enterprises, LLC and may be deemed to share voting and dispositive power over the shares held by BSR Enterprises, LLC with the Reporting Person's spouse.
  3. The Reporting Person is a member of the Board of Managers of AuraSense, LLC and may be deemed to share voting or dispositive power over the shares held by AuraSense, LLC.
  4. The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  5. The Reporting Person is the trustee of the Chad A. Mirkin Living Trust, and has voting or dispositive power over the shares held by the trust.