Filing Details

Accession Number:
0001140361-20-005798
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 21:28:22
Reporting Period:
2020-03-13
Accepted Time:
2020-03-13 21:28:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1635881 Exterran Corp EXTN () IL
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250731 Chai Trust Co Llc Two North Riverside Plaza
Suite 600
Chicago IL 60606
No No No No
1805815 Egi-Fund C, L.l.c. Two North Riverside Plaza
7Th Floor
Chicago IL 60606
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-13 32,600 $6.19 3,355,591 No 4 P Indirect By EGI-Fund C, L.L.C.
Common Stock Acquisiton 2020-03-13 89,188 $7.17 3,444,779 No 4 P Indirect By EGI-Fund C, L.L.C.
Common Stock Acquisiton 2020-03-13 169,644 $8.11 3,614,423 No 4 P Indirect By EGI-Fund C, L.L.C.
Common Stock Acquisiton 2020-03-13 4,550 $8.74 3,618,973 No 4 P Indirect By EGI-Fund C, L.L.C.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By EGI-Fund C, L.L.C.
No 4 P Indirect By EGI-Fund C, L.L.C.
No 4 P Indirect By EGI-Fund C, L.L.C.
No 4 P Indirect By EGI-Fund C, L.L.C.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 447,567 Indirect By EGI-Fund (05-07) Investors, L.L.C.
Common Stock 332,327 Indirect By EGI-Fund (08-10) Investors, L.L.C.
Common Stock 908,742 Indirect By EGI-Fund (11-13) Investors, L.L.C.
Common Stock 1,849,806 Indirect By EGI-Fund B, L.L.C.
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.53 to $6.52, inclusive. The reporting person undertakes to provide to Exterran Corporation, any security holder of Exterran Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (4).
  2. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.54 to $7.53, inclusive.
  3. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.54 to $8.50, inclusive.
  4. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.54 to $8.81, inclusive.
  5. Chai Trust Company, LLC is the managing member of EGI-Fund C, L.L.C. and accordingly may be deemed to beneficially own these shares of Common Stock held directly by EGI-Fund C, L.L.C.
  6. Chai Trust Company, LLC is the non-member manager of EGI-Fund (05-07) Investors, L.L.C. and accordingly may be deemed to beneficially own these shares of Common Stock held directly by EGI-Fund (05-07) Investors, L.L.C.
  7. Chai Trust Company, LLC is the non-member manager of EGI-Fund (08-10) Investors, L.L.C. and accordingly may be deemed to beneficially own these shares of Common Stock held directly by EGI-Fund (08-10) Investors, L.L.C.
  8. Chai Trust Company, LLC is the non-member manager of EGI-Fund (11-13) Investors, L.L.C. and accordingly may be deemed to beneficially own these shares of Common Stock held directly by EGI-Fund (11-13) Investors, L.L.C.
  9. Chai Trust Company, LLC is the managing member of EGI-Fund B, L.L.C. and accordingly may be deemed to beneficially own these shares of Common Stock held directly by EGI-Fund B, L.L.C.