Filing Details

Accession Number:
0000899243-20-008322
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 19:46:16
Reporting Period:
2020-03-13
Accepted Time:
2020-03-13 19:46:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596946 Quotient Ltd QTNT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457861 Heino Prondzynski Von C/O Quotient Limited
28 Esplanade
St Helier Y9 JE2 3QA
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-13 30,000 $4.00 239,922 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Share Ordinary share Option (Right to Buy) $11.62 2025-10-31 4,303 4,303 Direct
Ordinary Share Ordinary share Option (Right to Buy) $5.73 2026-10-31 8,726 8,726 Direct
Ordinary Share Ordinary share Option (Right to Buy) $5.21 2027-10-31 9,597 9,597 Direct
Ordinary Share Ordinary share Option (Right to Buy) $6.41 2028-10-31 6,240 6,240 Direct
Ordinary Shares Restricted Stock Units $0.00 9,026 27,077 Direct
Ordinary Shares Ordinary Share Option (Right to Buy) $7.78 2029-10-31 8,158 8,158 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-10-31 4,303 4,303 Direct
2026-10-31 8,726 8,726 Direct
2027-10-31 9,597 9,597 Direct
2028-10-31 6,240 6,240 Direct
9,026 27,077 Direct
2029-10-31 8,158 8,158 Direct
Footnotes
  1. Restricted Stock Units convert into ordinary shares on a one-for-one basis.
  2. All 4,303 options have vested and remain exercisable.
  3. All 8,726 options have vested and remain exercisable.
  4. 6,398 options have vested and remain exercisable, and 3,199 options will vest on October 31, 2020.
  5. 2,080 options vested on October 31, 2019 and remain exercisable, 2,080 options will vest on October 31, 2020 and 2,080 options will vest on October 31, 2021.
  6. On October 31, 2019, the Reporting Person was granted 36,103 restricted stock units. Of the 36,103 restricted stock units, 9,026 restricted stock units have vested and have been exercised. The remaining 27,077 restricted stock units will vest in three equal installments on April 30, 2020, July 31, 2020 and October 31, 2020.
  7. The options vest and become exercisable in three equal annual installments beginning October 31, 2020.