Filing Details

Accession Number:
0001567619-20-006317
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 16:48:52
Reporting Period:
2020-03-12
Accepted Time:
2020-03-13 16:48:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332551 Exantas Capital Corp. XAN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332163 C Thomas Elliott 1845 Walnut Street, 18Th Floor
Philadelphia PA 19103
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-12 7,200 $8.84 124,479 No 4 P Direct
Common Stock Acquisiton 2020-03-12 110 $8.83 124,589 No 4 P Direct
8.625% Series C Cumulative Redeemable Preferred Stock Acquisiton 2020-03-12 2,710 $20.99 2,710 No 4 P Direct
8.625% Series C Cumulative Redeemable Preferred Stock Acquisiton 2020-03-12 1,999 $21.00 4,709 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 187 Indirect As UGMA Custodian
Common Stock 187 Indirect As UGMA Custodian
Footnotes
  1. Includes 18,466 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan.
  2. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.