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Filing Details

Accession Number:
0001209191-20-018846
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 16:12:19
Reporting Period:
2020-03-12
Accepted Time:
2020-03-13 16:12:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8063 Astronics Corp ATRO Aircraft Parts & Auxiliary Equipment, Nec (3728) 160959303
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1693402 James Mulato 130 Commerce Way
East Aurora NY 14052
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$.01 Pv Common Stock Acquisiton 2020-03-12 2,000 $13.20 5,011 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
$.01 Pv Class B Stock 869 Direct
$.01 Pv Common Stock 100 Indirect Spouse
$.01 Pv Class B Stock 32 Indirect Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
$.01 Pv Com Stk Option $34.75 2015-03-31 2024-03-31 2,400 2,400 Direct
$.01 Pv Cl B Stk Option $34.75 2015-03-31 2024-03-31 1,980 1,980 Direct
$.01 Pv Com Stk Option $30.83 2015-12-11 2024-12-11 3,300 3,300 Direct
$.01 Pv Cl B Stk Option $30.83 2015-12-11 2024-12-11 1,719 1,719 Direct
$.01 Pv Com Stk Option $27.72 2016-12-03 2025-12-03 4,300 4,300 Direct
$.01 Pv Cl B Stk Option $27.72 2016-12-03 2025-12-03 1,387 1,387 Direct
$.01 Pv Com Stk Option $31.76 2017-12-14 2026-12-14 6,560 6,560 Direct
$.01 Pv Cl B Stk Option $31.76 2017-12-14 2026-12-14 984 984 Direct
$.01 Pv Com Stk Option $35.61 2018-12-12 2027-12-12 7,950 7,950 Direct
$.01 Pv Cl B Stk Option $35.61 2018-12-12 2027-12-12 1,193 1,193 Direct
$.01 Pv Com Stk Restricted Stock Unit $0.00 2,175 2,175 Direct
$.01 Pv Cl B Stk Restricted Stock Unit $0.00 326 326 Direct
$.01 Pv Com Stk Option $31.57 2019-12-13 2028-12-13 11,570 11,570 Direct
$.01 Pv Com Stk Restricted Stock Unit $0.00 2,306 2,306 Direct
$.01 Pv Com Stk Option $30.04 2020-12-09 2029-12-09 18,150 18,150 Direct
$.01 Pv Com Stk Restricted Stock Unit $0.00 8,650 8,650 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-03-31 2,400 2,400 Direct
2024-03-31 1,980 1,980 Direct
2024-12-11 3,300 3,300 Direct
2024-12-11 1,719 1,719 Direct
2025-12-03 4,300 4,300 Direct
2025-12-03 1,387 1,387 Direct
2026-12-14 6,560 6,560 Direct
2026-12-14 984 984 Direct
2027-12-12 7,950 7,950 Direct
2027-12-12 1,193 1,193 Direct
2,175 2,175 Direct
326 326 Direct
2028-12-13 11,570 11,570 Direct
2,306 2,306 Direct
2029-12-09 18,150 18,150 Direct
8,650 8,650 Direct
Footnotes
  1. Represents shares owned by his wife.
  2. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  3. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
  4. Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.
  5. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance.
  6. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2020- December 31, 2022. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2022, with the vesting percentage determined based on actual performance.