Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2020-03-13 16:06:29
Reporting Period:
Accepted Time:
2020-03-13 16:06:29
Original Submission Date:
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
866829 Helix Energy Solutions Group Inc HLX Oil & Gas Field Services, Nec (1389) 953409686
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1041815 E Owen Kratz 3505 W Sam Houston Parkway N.
Suite 400
Houston TX 77043
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-09-19 110,000 $9.61 6,702,602 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. The correct Transaction Date was 09/19/2018, which was consistent with and reflected the reported Date of Earliest Transaction, and not 09/19/2019 as previously reported. The dates on the Form 4 for the transactions on September 20, 2018 and September 21, 2018 were correctly reported.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.57 to $9.71, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
  3. Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner.