Filing Details

Accession Number:
0001225208-20-005016
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 15:00:05
Reporting Period:
2020-03-12
Accepted Time:
2020-03-13 15:00:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350797 Eaton Vance Corp EV Investment Advice (6282) 042718215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1287807 Jr H Winthrop Smith Two International Place
Eaton Vance
Boston MA 02110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2020-03-12 3,500 $29.04 32,500 No 4 P Direct
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2020-03-13 3,400 $30.46 35,900 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock Deferred Stock $0.00 6,273 6,273 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $34.84 2016-11-01 2026-11-01 11,777 11,777 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $36.71 2014-11-03 2024-11-03 5,737 5,737 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $36.76 2015-11-02 2025-11-02 7,451 7,451 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $41.90 2013-11-01 2023-11-01 4,045 4,045 Direct
Eaton Vance Corp. Non-Voting Common Stock Phantom Stock $0.00 2,959 2,959 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,273 6,273 Direct
2026-11-01 11,777 11,777 Direct
2024-11-03 5,737 5,737 Direct
2025-11-02 7,451 7,451 Direct
2023-11-01 4,045 4,045 Direct
2,959 2,959 Direct
Footnotes
  1. Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
  2. Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
  3. Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
  4. The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.