Filing Details

Accession Number:
0001775199-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 14:34:00
Reporting Period:
2020-03-11
Accepted Time:
2020-03-13 14:34:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163668 South Plains Financial Inc. SPFI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1775199 T Cory Newsom 5219 City Bank Parkway
Lubbock TX 79407-3544
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-11 1,000 $17.94 165,391 No 4 P Direct
Common Stock Acquisiton 2020-03-12 2,000 $17.21 167,391 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 750 Indirect By child
Common Stock 76,851 Indirect By ESOP
Footnotes
  1. The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
  2. Represents the volume-weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.33968 to $17.08912. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price.
  3. Shares held for the benefit of the Reporting Person's child.
  4. Shares held by the ESOP and allocated to the Reporting Person's account. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.